Goal Positioning Sheet (GPS) Checklist

William F. Lyon, and Robert (Bob) A. Nienaber III are collectively registered as an investment adviser representatives under Eagle Strategies LLC, a Registered Investment Adviser, offering advisory services in the states of AL, AZ, FL, IL, IN, KY, MD, MI, MS, NC, TN, and VA. As such, these services are strictly intended for individuals residing in these states.

William F. Lyon, Robert (Tony) Nienaber, and Robert (Bob) A. Nienaber III are Registered Representatives of and collectively offer securities products & services through NYLIFE Securities LLC, Member FINRA/SIPC, a Licensed Insurance Agency. 4357 Ferguson Drive, Suite 240, Cincinnati, OH 45245. In this regard, this communication is strictly intended for individuals residing in the states of AL, AZ, FL, IL, IN, KY, MD, MI, MS, NC, OH, SC, TN, TX, and VA. No offers may be made or accepted from any resident outside the specific states referenced.

William F. Lyon, Robert (Tony) Nienaber, and Robert (Bob) A. Nienaber III are also agents collectively licensed to sell insurance through New York Life Insurance Company and may be licensed with various other independent unaffiliated insurance companies in the states of FL, AL, AZ, GA, IL, IN, KY, MD, MI, OH, SC, TN, TX, VA, and WV. No insurance business may be conducted outside the states referenced.

The Lyon Group is not owned or operated by NYLIFE Securities LLC or its subsidiaries. Neither the Lyon Group, its employees nor NYLIFE Securities LLC or its subsidiaries render tax legal or accounting advice. Please consult your professional advisors regarding your particular situation.

NYLIFE Securities LLC and Eagle Strategies LLC are New York Life companies.